Description

Introduction
Legal, finance, and compliance professionals handle complex regulations, contracts, and risk assessments daily. Prompt engineering enables these experts to harness AI for document review, data extraction, risk analysis, and regulatory compliance more efficiently. This course teaches how to design precise prompts that improve accuracy, reduce manual effort, and support informed decision-making in regulated environments.

Prerequisites

• Basic understanding of legal, financial, or compliance workflows

• Familiarity with regulatory terminology and documentation

• Interest in AI tools for automation and risk management

Table of Contents

1. Introduction to Prompt Engineering in Regulated Domains
   1.1 Role of AI in Legal, Finance, and Compliance
   1.2 Key Challenges and Opportunities for Prompting
   1.3 Overview of AI Models Relevant to These Fields

2. Contract Analysis and Document Review on AI
   2.1 Prompting for Clause Identification and Summarization
   2.2 Extracting Obligations, Deadlines, and Risks
   2.3 Automating Contract Comparison and Redlining

3. Regulatory Compliance and Reporting
   3.1 Designing Prompts to Interpret Regulatory Texts
   3.2 Extracting Compliance Requirements from Policies
   3.3 Generating Compliance Reports and Checklists

4. Risk Assessment and Fraud Detection
   4.1 Using Prompts to Analyze Financial Transactions
   4.2 Identifying Anomalies and Potential Risks
   4.3 Summarizing Findings for Stakeholders

5. Financial Data Analysis and Forecasting
   5.1 Prompting for Financial Statement Interpretation
   5.2 Generating Forecast Models and Scenarios
   5.3 Automating Budget Reviews and Variance Analysis

6. Legal Research and Knowledge Management
   6.1 Crafting Prompts to Retrieve Case Law and Statutes
   6.2 Summarizing Legal Opinions and Precedents
   6.3 Organizing Knowledge Bases with AI Assistance

7. Automation of Routine Tasks
   7.1 Drafting Standard Legal and Financial Documents
   7.2 Creating Templates and Workflows with Prompted AI
   7.3 Enhancing Review Cycles and Audits

8. Tools, Platforms, and Security Considerations
   8.1 AI Platforms Suitable for Regulated Industries
   8.2 Ensuring Data Privacy and Confidentiality
   8.3 Best Practices for Secure Prompt Engineering

Conclusion
Prompt engineering equips legal, finance, and compliance professionals to leverage AI safely and effectively, enhancing productivity and accuracy while navigating complex regulations. Mastering prompt design ensures responsible AI use that supports critical decision-making in highly regulated environment